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Hanh Thi Bich Nguyen

Wells Fargo Clearing Services, LLC

Philadelphia, PA

Philadelphia, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-16
PA RA APPROVED 2022-09-15
  • NJ RA
    APPROVED
    Since 2022-09-16
  • PA RA
    APPROVED
    Since 2022-09-15

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

1700 Market St, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N.A Philadelphia PA 05/2016 Present
Wells Fargo Clearing Services, Llc Philadelphia PA 03/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-14
  • S66 Uniform Combined State Law Examination
    2022-09-14
Other Names
  • Hanh Nguyen

View on SEC IAPD

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