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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Minneapolis | MN | 03/2022 | Present |
| Wells Fargo | Minneapolis | MN | 04/2019 | 03/2022 |
| Aston Carter | Minneapolis | MN | 01/2019 | 04/2019 |
| Experis | Maplewood | MN | 11/2018 | 12/2018 |
| Miga Solutions | Plymouth | MN | 05/2018 | 11/2018 |
| Tamarack Materials | Bloomington | MN | 07/2017 | 04/2018 |
| Les Bolstad | Falcon Heights | MN | 09/2015 | 07/2017 |
| University Of Minnesota | Minneapolis | MN | 08/2014 | 05/2018 |
| Rbc Global Asset Management(Us) Inc. | Minneapolis | MN | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-25 |
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