Dalton William Kleinhen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → 04/2025
  The Vanguard Group, Inc.
  Charlotte, NC
• 02/2021 → 02/2022
  Ink N Ivy
  Charlotte, NC
• 03/2022 → 03/2022
  Doordash
  Charlotte, NC
• 05/2017 → 01/2019
  Greene Turtle
  Burtonsville, MD
• 01/2020 → 05/2020
  9Round Fitness
  Columbia, SC
• 05/2019 → 01/2020
  Steelfire Kitchen&Bar
  Fulton, MD
• 04/2015 → Present
  Mercari
  Palo Alto, CA
• 04/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 08/2016 → 06/2021
  U Of South Carolina
  Columbia, SC

Other Businesses

Name of the other businessMercari Whether the business is investment-relatedNo Address of the other businessPalo Alto, California Nature of the other businessOnline selling (clothes/shoes) Your positionSeller Title, or relationship with the other businessPersonal seller Start date of your relationship04/2015 Approximate number of hours/month you devote to the other business5 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessList and sell used clothes/shoes

Exams

• S66 Uniform Combined State Law Examination
  2025-08-08
• S63 Uniform Securities Agent State Law Examination
  2022-07-08

Other Names

• Dalton Kleinhen