Stephan Andrew Tucker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 04/2017
  The Vitamin Shoppe Inc.
  Feasterville, PA
• 12/2020 → 11/2022
  Self Employed
  Philadelphia, PA
• 12/2022 → 07/2023
  Vision Solar
  Blackwood, NJ
• 04/2022 → 08/2022
  Vanguard
  Malvern, PA
• 08/2017 → 12/2021
  Spin Inc
  Philadelphia, PA
• 02/2015 → 07/2017
  Vitamin Shoppe
  Feasterville, PA
• 12/2021 → 04/2022
  Unemployed
  Philadelphia, PA
• 09/2022 → 12/2022
  Unemployed
  Philadelphia, PA
• 07/2023 → 12/2024
  Northwestern Mutual Private Client Group
  King Of Prussia, PA
• 10/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
• 01/2025 → 10/2025
  Achieving Reunification Center
  Philadelphia, PA
• 12/2022 → 12/2022
  5M Promotions Inc
  Jenkintown, PA
• 12/2025 → Present
  Bank Of America, N.A.
  Philadelphia, PA

Exams

• S66 Uniform Combined State Law Examination
  2025-11-26
• S63 Uniform Securities Agent State Law Examination
  2024-02-20

Other Names

• Stephan Tucker
• Stephan Andrew Jamali Tucker
• Stephan Andrew Tucker