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Sioux Falls, SD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-08-28 |
| SD | RA | APPROVED | 2014-02-18 |
Branch Locations
Sioux Falls, SD • United States
Milwaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pathway Investments, Llc | Sioux Falls | SD | 01/2014 | Present |
| Pathway Insurance, Llc | Sioux Falls | SD | 10/2008 | Present |
| Pathway Tax, Llc | Sioux Falls | SD | 01/2024 | Present |
Pathway Insurance LLC: Investment-related; 1418 N Conifer Place Sioux Falls, SD 57107; insurance sales and service; agent; owner; started in 10/2008; 20 hrs/month; 20 hrs per month during trading hours; insurance plan designs, sales and service. Pathway Tax LLC: Investment-related; 3821 S 57th St Milwaukee, WI 53220; income tax preparation; tax preparer; owner; since 12/2023; 10 hrs/month; 0 hrs during trading; prepare clients income tax returns, make tax recommendations, including to contribute to tax-advantaged investment accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-08 |
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