Christopher Lane Kale

Ubs Financial Services Inc.

CRD 7520082

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-09-16

NC RA
APPROVED

Since 2024-09-16

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Find Lab	Provo	UT	02/2014	03/2020
Lowes Home Improvement	Charlotte	NC	04/2020	03/2022
Ubs Financial Services	Charlotte	NC	03/2022	Present

02/2014 → 03/2020

The Find Lab

Provo, UT
04/2020 → 03/2022

Lowes Home Improvement

Charlotte, NC
03/2022 → Present

Ubs Financial Services

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-16

S66 Uniform Combined State Law Examination

2024-09-16

Other Names

Chris Lane Kale

View on SEC IAPD

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Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC

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