Juan David Serrano Pineda

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL

Other Businesses

I*2389313, Entity Type: Entity For Profit, Name of OBA: MAJ INVESTMENTS LLC, Address: Estero, Florida, 33928, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 02/14/2023, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: Its a Car rental small business. We own a vehicle, that we use to rent to other people through an application named TURO. My responsibilities, are to clean the car, drop the car off to the client when is booked, and pick it up when returns

Exams

• S66 Uniform Combined State Law Examination
  2025-12-11

Other Names

• Juan David Serrano
• Juan David Serranopineda