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Nicholas A. Abt

Global View Capital Management LLC

West Bend, WI

Waukesha, WI

CRD 7519891

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Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-03-14
  • WI RA
    APPROVED
    Since 2022-03-14

Branch Locations

West Bend, WI • United States

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global View Capital Advisors, Llc Waukesha WI 03/2022 Present
Global View Capital Management, Llc Waukesha WI 03/2022 Present
Fidelity Information Services (Fis) Browndeer WI 08/2011 Present
St. John'S Lutheran Church Jackson WI 12/2018 12/2019
  • 03/2022 → Present
    Global View Capital Advisors, Llc
    Waukesha, WI
  • 03/2022 → Present
    Waukesha, WI
  • 08/2011 → Present
    Fidelity Information Services (Fis)
    Browndeer, WI
  • 12/2018 → 12/2019
    St. John'S Lutheran Church
    Jackson, WI
Other Businesses

[1] FIDELITY INFORMATION SERVICES (FIS); NOT INVESTMENT RELATED; ADDRESS: 4900 W. BROWN DEER ROAD, MILWAUKEE, WI 53223; NATURE: FINANICAL PROCESSING DATA CENTER; POSITION: SYSTEM ANALYST II; STARTED: AUGUST 2011 - PRESENT; APPROX. 200 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: DIAGNOSE AND TROUBLESHOOT ISSUES RELATED TO TRANSACTION PROCESSING AND IS ONCALL ONCE EVERY SIX WEEKS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 03.11.2022 APPROX. 60 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 15 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY, IF APPLICABLE. [3] ABT FINANCE LLC; YES-INVESTMENT RELATED; ADDRESS: 2017 HOLLOW CIRLCE, WEST BEND, WI 53090; NATURE: PASS-THROUGH ENTITY; POSITION: MANAGING MEMBER-OWNER; STARTED: 05.25.2026; APPROX. 30 HRS/MO DURING TRADING HOURS;' APPROX. 15 HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: MANAGE INCOME AND EXPENSES OF MY INDEPENDENT CONTRACTOR BUSINESS WITH GLOBAL VIEW CAPITAL (GVC) ENTITIES AND THIS LLC PROVIDES ASSISTANT SERVICES TO OTHER GVC INDEPENDENT CONTRACTORS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-02
  • S65 Uniform Investment Adviser Law Examination
    2022-03-02
Other Names
  • Nicholas Anthony Abt
  • Nicholas Abt
  • Nick Abt

View on SEC IAPD

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