Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-02 |
| TX | RA | APPROVED_RES | 2025-06-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc. | Charlotte | NC | 03/2022 | Present |
| Geico | Woodbury | NY | 08/2016 | 07/2018 |
| Geico | Virginia Beach | VA | 07/2018 | 07/2021 |
| Liberty Mutual | Charlotte | NC | 08/2021 | 12/2021 |
| Unemployed | Charlotte | NC | 12/2021 | 03/2022 |
| Self-Employed | Charlotte | NC | 10/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355. NAME OF BUSINESS: Self-Employed NON-INVESTMENT RELATED ADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: Contract Driver POSITION: Contract Driver for Amazon Flex START DATE: 10/2022 APPROX. HOURS PER MONTH: 24 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Deliver packages
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-21 |
Reach out to this advisor