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Lake Bluff, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-04 |
Branch Locations
Lake Bluff, IL • United States
4311 North Ravenswood Ave Suite 217, Chicago, IL 60613 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-11 |
Branch Locations
4311 North Ravenswood Ave Suite 217, Chicago, IL 60613 • United States
Lake Bluff, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Navy | Great Lakes | IL | 04/2006 | 03/2022 |
| Nathan Gale | Lake Bluff | IL | 04/2021 | 02/2022 |
| Wanderwren | Vernon Hills | IL | 09/2020 | Present |
| Gale Properties | Lake Bluff | IL | 05/2004 | Present |
| Peak Wealth Planning, Llc | Lake Bluff | IL | 03/2022 | Present |
| Wellacre Global Wealth Advisors | Santa Monica | CA | 02/2023 | 09/2025 |
| Fleur-De-Lis Financial | Lake Bluff | IL | 08/2023 | Present |
1.) Name: WanderWren; Investment Related: No; Address: 250 Parkway Drive, Suite 250 #AT116, Lincolnshire, IL 60069; Nature: Apparel Retailer, Position: Partner/CFO; Start Date 09/2020; 10 hours/0 during trading hours, Duties; accounting, accounts payable/receivables 2.) Name: Gale Properties; Investment Related: No; Address: 331 E. Blodgett Ave, Lake Bluff, IL 60044; Nature: Property Management Company; Position: Founder/CEO; Start Date 05/2004; 10 hours/0 during trading hours, Duties; accounting, accounts payable, approving authority for tenants, leases, & vendors 3) Name: Peak Wealth Planning, LLC; Investment related: Yes; Address: 2723 Valley Brook Dr. Champaign, IL 61822 ; Nature: Registered Investment Advisor; Position: Investment Advisor Representative; Start date: 03/2022; Approximate number of hours/month: 20; Approximate number of hours/month during securities trading hours: 20; Duties: paraplanning and portfolio management. 4) Name: Fleur-de-lis Financial; Investment Related: Yes; Address: 331 E. Blodgett Ave, Lake Bluff, IL 60044; Nature: Financial Planning & Investment Management; Position: Founder & IAR; Start date: 08/2024; Approximate number of hours/month: 20; Approximate number of hours/month during securities trading hours: 20; Duties: paraplanning and portfolio management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-25 |
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