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Current Employers
Fleur-De-Lis Financial

Lake Bluff, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-04
  • IL RA
    APPROVED
    Since 2023-08-04

Branch Locations

Lake Bluff, IL • United States

Peak Wealth Planning, Llc

4311 North Ravenswood Ave Suite 217, Chicago, IL 60613 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-11
  • IL RA
    APPROVED
    Since 2022-03-11

Branch Locations

4311 North Ravenswood Ave Suite 217, Chicago, IL 60613 • United States

Lake Bluff, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Navy Great Lakes IL 04/2006 03/2022
Nathan Gale Lake Bluff IL 04/2021 02/2022
Wanderwren Vernon Hills IL 09/2020 Present
Gale Properties Lake Bluff IL 05/2004 Present
Peak Wealth Planning, Llc Lake Bluff IL 03/2022 Present
Wellacre Global Wealth Advisors Santa Monica CA 02/2023 09/2025
Fleur-De-Lis Financial Lake Bluff IL 08/2023 Present
Previous Registrations
Other Businesses

1.) Name: WanderWren; Investment Related: No; Address: 250 Parkway Drive, Suite 250 #AT116, Lincolnshire, IL 60069; Nature: Apparel Retailer, Position: Partner/CFO; Start Date 09/2020; 10 hours/0 during trading hours, Duties; accounting, accounts payable/receivables 2.) Name: Gale Properties; Investment Related: No; Address: 331 E. Blodgett Ave, Lake Bluff, IL 60044; Nature: Property Management Company; Position: Founder/CEO; Start Date 05/2004; 10 hours/0 during trading hours, Duties; accounting, accounts payable, approving authority for tenants, leases, & vendors 3) Name: Peak Wealth Planning, LLC; Investment related: Yes; Address: 2723 Valley Brook Dr. Champaign, IL 61822 ; Nature: Registered Investment Advisor; Position: Investment Advisor Representative; Start date: 03/2022; Approximate number of hours/month: 20; Approximate number of hours/month during securities trading hours: 20; Duties: paraplanning and portfolio management. 4) Name: Fleur-de-lis Financial; Investment Related: Yes; Address: 331 E. Blodgett Ave, Lake Bluff, IL 60044; Nature: Financial Planning & Investment Management; Position: Founder & IAR; Start date: 08/2024; Approximate number of hours/month: 20; Approximate number of hours/month during securities trading hours: 20; Duties: paraplanning and portfolio management.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-25
  • S65 Uniform Investment Adviser Law Examination
    2022-02-25
Designations

View on SEC IAPD

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