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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-09
TX RA APPROVED 2024-01-23
PA RA APPROVED 2023-05-30
  • FL RA
    APPROVED
    Since 2024-07-09
  • TX RA
    APPROVED
    Since 2024-01-23
  • PA RA
    APPROVED
    Since 2023-05-30

Branch Locations

1717 Arch Street, Suite 330, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Philadelphia PA 05/2023 Present
Tierney Education State College PA 02/2023 05/2023
Northwestern Mutual Moosic PA 05/2022 02/2023
Legends Moosic PA 05/2021 08/2021
Dunmore Community Center Dunmore PA 11/2017 08/2021
Not Working (Middle School/High School Student) Dunmore PA 02/2012 11/2017
Not Working Dunmore PA 08/2021 05/2022
Trinity Wealth Securties, Llc Philadelphia PA 06/2024 Present
  • 05/2023 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Philadelphia, PA
  • 02/2023 → 05/2023
    Tierney Education
    State College, PA
  • 05/2022 → 02/2023
    Northwestern Mutual
    Moosic, PA
  • 05/2021 → 08/2021
    Legends
    Moosic, PA
  • 11/2017 → 08/2021
    Dunmore Community Center
    Dunmore, PA
  • 02/2012 → 11/2017
    Not Working (Middle School/High School Student)
    Dunmore, PA
  • 08/2021 → 05/2022
    Not Working
    Dunmore, PA
  • 06/2024 → Present
    Trinity Wealth Securties, Llc
    Philadelphia, PA
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Philadelphia, PA 19110. Nature of Business: RIA. Position: Financial Consultant. Start Date: 05/2023. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Philadelphia, PA 19110. Nature of Business: Fixed Insurance Sales. 05/2023. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. Philadelphia, PA 19110. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 06/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-14
S65 Uniform Investment Adviser Law Examination 2023-05-18
  • S63 Uniform Securities Agent State Law Examination
    2023-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-05-18
Other Names
  • Jake Mcneff

View on SEC IAPD

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