Ashish Victor Patel

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-04

CA RA
APPROVED

Since 2024-11-04

Branch Locations

2998 Douglas Blvd Ste 330, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Antelope	CA	12/2020	04/2024
Best Buy Co	Richfield	MN	02/2001	12/2020
Principal Life Insurance Company	Roseville	CA	04/2024	Present
Principal Securities, Inc	Roseville	CA	04/2024	Present

12/2020 → 04/2024

Unemployed

Antelope, CA
02/2001 → 12/2020

Best Buy Co

Richfield, MN
04/2024 → Present

Principal Life Insurance Company

Roseville, CA
04/2024 → Present

Principal Securities, Inc

Roseville, CA

Other Businesses

INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 1478 Stone Point Drive, #390, Roseville CA 95661, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-01

S66 Uniform Combined State Law Examination

2024-11-01