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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-06-17 |
| MA | RA | APPROVED | 2024-03-27 |
| GA | RA | APPROVED | 2023-12-07 |
| FL | RA | APPROVED | 2023-10-12 |
| AZ | RA | APPROVED | 2023-09-13 |
| NJ | RA | APPROVED | 2023-08-15 |
| SD | RA | APPROVED | 2023-08-02 |
| NV | RA | APPROVED | 2023-07-18 |
| ND | RA | APPROVED | 2023-07-17 |
| WV | RA | APPROVED | 2023-07-14 |
| MT | RA | APPROVED | 2023-07-13 |
| NM | RA | APPROVED | 2023-07-13 |
| OH | RA | APPROVED | 2023-07-13 |
| UT | RA | APPROVED | 2023-07-13 |
| VT | RA | APPROVED | 2023-07-13 |
| AL | RA | APPROVED | 2023-07-12 |
| AK | RA | APPROVED | 2023-07-12 |
| AR | RA | APPROVED | 2023-07-12 |
| CA | RA | APPROVED | 2023-07-12 |
| CO | RA | APPROVED | 2023-07-12 |
| CT | RA | APPROVED | 2023-07-12 |
| DE | RA | APPROVED | 2023-07-12 |
| HI | RA | APPROVED | 2023-07-12 |
| ID | RA | APPROVED | 2023-07-12 |
| IL | RA | APPROVED | 2023-07-12 |
| IN | RA | APPROVED | 2023-07-12 |
| IA | RA | APPROVED | 2023-07-12 |
| KS | RA | APPROVED | 2023-07-12 |
| KY | RA | APPROVED | 2023-07-12 |
| LA | RA | APPROVED | 2023-07-12 |
| ME | RA | APPROVED | 2023-07-12 |
| MD | RA | APPROVED | 2023-07-12 |
| MI | RA | APPROVED | 2023-07-12 |
| MN | RA | APPROVED | 2023-07-12 |
| MS | RA | APPROVED | 2023-07-12 |
| MO | RA | APPROVED | 2023-07-12 |
| NE | RA | APPROVED | 2023-07-12 |
| NH | RA | APPROVED | 2023-07-12 |
| NY | RA | APPROVED | 2023-07-12 |
| NC | RA | APPROVED | 2023-07-12 |
| OK | RA | APPROVED | 2023-07-12 |
| OR | RA | APPROVED | 2023-07-12 |
| PA | RA | APPROVED | 2023-07-12 |
| RI | RA | APPROVED | 2023-07-12 |
| SC | RA | APPROVED | 2023-07-12 |
| TX | RA | APPROVED | 2023-07-12 |
| VA | RA | APPROVED | 2023-07-12 |
| WA | RA | APPROVED | 2023-07-12 |
| WI | RA | APPROVED | 2023-07-12 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-21 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 03/2022 | 03/2023 |
| Oxbow Calcining, Llc. | Port Arthur | TX | 09/2021 | 12/2021 |
| Mellow Mushroom | Beaumont | TX | 12/2018 | 03/2020 |
| Amelia Farm And Market | Beaumont | TX | 08/2017 | 12/2018 |
| Onion Creek Club | Austin | TX | 07/2017 | 08/2017 |
| Amelia Farm And Market | Beaumont | TX | 05/2017 | 06/2017 |
| Aramark | Houston | TX | 09/2016 | 05/2017 |
| Unemployed | Lumberton | TX | 03/2020 | 09/2021 |
| Hilltop Securities | Dallas | TX | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-01 |
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