Christopher James Piercy

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 08/2017
  Citizens Bank
  Abington, PA
• 06/2016 → 08/2017
  Citizens Securities, Inc.
  Abington, PA
• 08/2017 → 12/2023
  Td Ameritrade Inc
  Newtown Square, PA
• 07/2021 → Present
  Charles Schwab & Co., Inc.
  Broomall, PA

Previous Registrations

• 2017-08-30 → 2022-10-14
  Td Ameritrade, Inc.
  Newtown Square, PA
  San Diego, CA
  Newton Square, PA
  San Diego, CA
  Broomall, PA
  San Diego, CA
• 2017-08-30 → 2018-12-10
  Td Ameritrade Investment Management, Llc
  Newtown Square, PA
• 2016-09-26 → 2017-08-07
  Citizens Securities, Inc.
  Marlton, NJ
  Jenkintown, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-18
• S63 Uniform Securities Agent State Law Examination
  2006-08-21

Other Names

• Christopher James Piercy
• Christopher J Piercy