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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-26 |
| OR | RA | APPROVED | 2022-10-04 |
Branch Locations
Tualatin, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big 5 Sporting Goods | Salem | OR | 03/2019 | 01/2020 |
| Amazon | Salem | OR | 06/2020 | 09/2020 |
| H&R Block | Salem | OR | 01/2021 | 04/2021 |
| Keybank | Salem | OR | 06/2021 | 09/2021 |
| H&R Block | Salem | OR | 01/2022 | 04/2022 |
| Chemeketa Community College | Salem | OR | 09/2018 | 06/2020 |
| Oregon State University | Corvallis | OR | 09/2020 | Present |
| Cascade Middle & High School | Turner | OR | 09/2011 | 09/2018 |
| Lpl Financial Llc | Tualatin | OR | 06/2022 | Present |
1) 06/28/2022 - One Life Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 2) 03/11/2026 - LeDay Management Corp - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Portland, OR - Start Date 02/22/2024 - 175 hours per month/ 76 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-02 |
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