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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Antonio | TX | 10/2021 | 07/2023 |
| Nordstrom | San Antonio | TX | 06/2020 | 10/2021 |
| Nordstrom | San Antonio | TX | 08/2019 | 06/2020 |
| Nordstrom | San Antonio | TX | 06/2016 | 08/2019 |
| Raymond James Financial Services, Inc. | San Antonio | TX | 08/2023 | Present |
| Security Service Federal Credit Union | San Antonio | TX | 08/2023 | Present |
| Security Service Investment Group | San Antonio | TX | 08/2023 | Present |
| Raymond James Financial Services Advisors, Inc | San Antonio | TX | 02/2024 | Present |
(1)Name of Business: Address: 5438 Antler Canyon San Antonio Texas 78252, San Antonio, TX, 78252, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/10/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Online Retail - Physical Media Resale / Homemade goods (2)Name of Business: Security Service Investment Group Address: 15000 W Interstate 10, San Antonio, TX, 78249-3530, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/30/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-03 |
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