Best Investors Account Sign in

Richard Vincent Moczygemba

Raymond James Financial Services Advisors, Inc

San Antonio, TX

CRD 7519023

Claim This Profile
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-03-04

Branch Locations

12707 Ih-10 West, San Antonio, TX 78230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Antonio TX 10/2021 07/2023
Nordstrom San Antonio TX 06/2020 10/2021
Nordstrom San Antonio TX 08/2019 06/2020
Nordstrom San Antonio TX 06/2016 08/2019
Raymond James Financial Services, Inc. San Antonio TX 08/2023 Present
Security Service Federal Credit Union San Antonio TX 08/2023 Present
Security Service Investment Group San Antonio TX 08/2023 Present
Raymond James Financial Services Advisors, Inc San Antonio TX 02/2024 Present
  • 10/2021 → 07/2023
    Charles Schwab & Co., Inc.
    San Antonio, TX
  • 06/2020 → 10/2021
    Nordstrom
    San Antonio, TX
  • 08/2019 → 06/2020
    Nordstrom
    San Antonio, TX
  • 06/2016 → 08/2019
    Nordstrom
    San Antonio, TX
  • 08/2023 → Present
    Raymond James Financial Services, Inc.
    San Antonio, TX
  • 08/2023 → Present
    Security Service Federal Credit Union
    San Antonio, TX
  • 08/2023 → Present
    Security Service Investment Group
    San Antonio, TX
  • 02/2024 → Present
    San Antonio, TX
Other Businesses

(1)Name of Business: Address: 5438 Antler Canyon San Antonio Texas 78252, San Antonio, TX, 78252, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/10/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Online Retail - Physical Media Resale / Homemade goods (2)Name of Business: Security Service Investment Group Address: 15000 W Interstate 10, San Antonio, TX, 78249-3530, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/30/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
S63 Uniform Securities Agent State Law Examination 2022-05-03
  • S66 Uniform Combined State Law Examination
    2024-02-12
  • S63 Uniform Securities Agent State Law Examination
    2022-05-03
Other Names
  • Ricky Moczygemba Iii,
  • Richard Moczygemba
  • Richard Vincent Moczygemba Iii

View on SEC IAPD

More in San Antonio, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor