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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-07-16
  • NC RA
    APPROVED
    Since 2024-07-16

Branch Locations

Pittsboro, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Invesments Durham NC 03/2022 02/2024
Bank Of America Chapel Hill NC 06/2017 03/2022
Cellular Sales Chapel Hill NC 07/2015 06/2017
Edelman Financial Engines Santa Clara CA 02/2024 05/2024
Empower Financial Services, Inc Greenwood Village CO 07/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2024 Present
  • 03/2022 → 02/2024
    Fidelity Invesments
    Durham, NC
  • 06/2017 → 03/2022
    Bank Of America
    Chapel Hill, NC
  • 07/2015 → 06/2017
    Cellular Sales
    Chapel Hill, NC
  • 02/2024 → 05/2024
    Santa Clara, CA
  • 07/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2024-04-03 → 2024-05-31
    Mebane, NC
  • 2022-11-23 → 2024-02-19
    Fidelity Personal And Workplace Advisors
    Durham, NC
Other Businesses

1) Courtney Denton Photography LLC; INVESTMENT RELATED: No; ADDRESS: Mebane, NC, USA; NATURE: Photography business; POSITION: Member; START DATE: 12/2022; NUMBER OF HOURS/MONTH: 02 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: I am just a "member" of the LLC and have 1% ownership. My responsibilities are mainly back office/clerical related. Paperwork etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15
Other Names
  • Michael Thomas Denton
  • Mike Thomas Denton
  • Michael Denton

View on SEC IAPD

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