David Victor Gates

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Jacksonville	FL	03/2022	08/2023
Verizon Wireless	Lake City	FL	06/2021	03/2022
Select Quote Insurance	Overland Park	KS	02/2021	06/2021
T-Mobile	Federal Way	WA	10/2014	12/2020
Starbucks	Kent	WA	05/2017	02/2018
Citigroup Global Markets Inc.	Jacksonville	NY	08/2023	08/2024
Fisher Investments	Plano	TX	09/2024	03/2026
Tiaa	Frisco	TX	03/2026	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	03/2026	Present

03/2022 → 08/2023

Fidelity Brokerage Services Llc

Jacksonville, FL
06/2021 → 03/2022

Verizon Wireless

Lake City, FL
02/2021 → 06/2021

Select Quote Insurance

Overland Park, KS
10/2014 → 12/2020

T-Mobile

Federal Way, WA
05/2017 → 02/2018

Starbucks

Kent, WA
08/2023 → 08/2024

Citigroup Global Markets Inc.

Jacksonville, NY
09/2024 → 03/2026

Fisher Investments

Plano, TX
03/2026 → Present

Tiaa

Frisco, TX
03/2026 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-19
S63	Uniform Securities Agent State Law Examination	2022-07-06