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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-05-19 |
| OR | RA | APPROVED | 2017-05-18 |
Branch Locations
4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States
Oregon City, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Portland | OR | 05/2012 | 05/2017 |
| Rbc Capital Markets Llc | Portland | OR | 05/2017 | Present |
NAME OF OTHER BUSINESS: Carolynn & Travis Ashton. INVESTMENT RELATED: No. ADDRESS OF OTHER BUSIENSS: 3324 SE Wake Street Milwaukie, OR 97222. NATURE OF OTHER BUSINESS: Rental Property. POSITION: Proprietor or Owner. START DATE: 01/05/2017. APPROX # OF HOURS/MONTHS DEVOTED: One hour. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: Zero. DUTIES IN OTHER BUSINESS: Landlord.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-25 |
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