Carolynn Elizabeth Ashton

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 05/2017
  Robert W. Baird
  Portland, OR
• 05/2017 → Present
  Rbc Capital Markets Llc
  Portland, OR

Previous Registrations

• 2014-02-26 → 2017-05-25
  Robert W. Baird & Co. Incorporated
  Portland, OR
  Portland, OR

Other Businesses

NAME OF OTHER BUSINESS: Carolynn & Travis Ashton. INVESTMENT RELATED: No. ADDRESS OF OTHER BUSIENSS: 3324 SE Wake Street Milwaukie, OR 97222. NATURE OF OTHER BUSINESS: Rental Property. POSITION: Proprietor or Owner. START DATE: 01/05/2017. APPROX # OF HOURS/MONTHS DEVOTED: One hour. NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: Zero. DUTIES IN OTHER BUSINESS: Landlord.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-25

Other Names

• Carolynn Elizabeth Williams
• Carolynn E Williams