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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-01-22
  • IN RA
    APPROVED
    Since 2026-01-22

Branch Locations

14074 Trade Center Drive Suite 114, Fishers, IN 46038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors Fishers IN 03/2022 Present
Wfgia Fishers IN 04/2020 Present
Chinese Community Church Carmel IN 09/2021 09/2023
Sb Amp; Company Owings Mills MD 09/2015 11/2019
Homemaker Fortville IN 12/2019 03/2020
Chinese Community Church Of Indianapolis Carmel IN 01/2024 Present
  • 03/2022 → Present
    Transamerica Financial Advisors
    Fishers, IN
  • 04/2020 → Present
    Wfgia
    Fishers, IN
  • 09/2021 → 09/2023
    Chinese Community Church
    Carmel, IN
  • 09/2015 → 11/2019
    Sb Amp; Company
    Owings Mills, MD
  • 12/2019 → 03/2020
    Homemaker
    Fortville, IN
  • 01/2024 → Present
    Chinese Community Church Of Indianapolis
    Carmel, IN
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors. CHINESE COMMUNITY CHURCH OF INDIANAPOLIS POSITION: Member of Deacon Board NATURE: deacon board INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 3405 E. 116th Street, Carmel IN 46033, United States DESCRIPTION: The deacon board member will have a meeting once every two month, regarding church ministries. I will also do some record keeping responsibilities, such as bank reconciliation, payroll paperwork, year-end budget and actual financial report, journal entries and etc. I will not have sole control of the monetary assets of the organization. I will not have check writing ability.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-22
S63 Uniform Securities Agent State Law Examination 2022-08-12
  • S65 Uniform Investment Adviser Law Examination
    2026-01-22
  • S63 Uniform Securities Agent State Law Examination
    2022-08-12

View on SEC IAPD

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