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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-01 |
| TX | RA | APPROVED_RES | 2024-08-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 05/2022 | Present |
| Johnston & Murphy | Charlotte | NC | 06/2019 | 05/2022 |
| Michael Kors | Charlotte | NC | 03/2021 | 08/2022 |
| Johnston & Murphy | Norfolk | VA | 08/2018 | 06/2019 |
| Kohls | Virginia Beach | VA | 06/2018 | 08/2018 |
| Virginia Tech | Blacksburg | VA | 07/2014 | 05/2019 |
| Kohls | Roakoke | VA | 06/2017 | 08/2018 |
| Michaels Arts And Crafts | Blacksburg | VA | 03/2018 | 06/2018 |
| Virginia Tech | Blacksburg | VA | 03/2015 | 03/2018 |
| Johnston And Murphy | Charlotte | NC | 05/2022 | Present |
| E.B. And Associates Llc | Charlotte | NC | 01/2024 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2024 | Present |
NAME OF BUSINESS: E.B. AND ASSOCIATES LLC NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MEN'S FASHION POSITION: OWNER START DATE: 01/2024 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WARDROBE STYLING, CONSULTING, AND SHOPPING NAME OF BUSINESS: JOHNSTON AND MURPHY NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RETAIL/SERVICE POSITION: RETAIL SALES ASSOCIATE START DATE: 05/2022 APPROXIMATE HOURS/MONTH: 64 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SELLING AND MAINTAINING SHOES AND APPAREL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-08 |
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