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Nigel John Upton

Pinnacle Financial Freedom LLC

Scottsdale, AZ

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Current Employers
Pinnacle Financial Freedom Llc

Scottsdale, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-22
AZ RA APPROVED 2022-04-15
  • TX RA
    APPROVED
    Since 2026-01-22
  • AZ RA
    APPROVED
    Since 2022-04-15

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hewlett Packard Scottsdale AZ 08/2015 06/2018
Sellxion Llc Scottsdale AZ 06/2018 Present
Pinnacle Financial Freedom Llc Scottsdale AZ 03/2022 Present
  • 08/2015 → 06/2018
    Hewlett Packard
    Scottsdale, AZ
  • 06/2018 → Present
    Sellxion Llc
    Scottsdale, AZ
  • 03/2022 → Present
    Pinnacle Financial Freedom Llc
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-11
  • S65 Uniform Investment Adviser Law Examination
    2022-02-11
Other Names
  • Nigel J Upton

View on SEC IAPD

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