Ivan Mitchell Gutierrez

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2022 → 06/2022
  Pfs Investments Inc.
  Miami, FL
• 02/2022 → 06/2022
  Primerica Financial Services
  Miami, FL
• 09/2019 → 02/2020
  Pike Engineering
  Fort Lauderdale, FL
• 08/2015 → 12/2018
  Florida International University
  Miami, FL
• 09/2022 → 03/2023
  Primerica Financial Services
  Miami, FL
• 10/2022 → 03/2023
  Pfs Investments Inc.
  Miami, FL
• 06/2022 → 09/2022
  Equitable Advisors, Llc
  Miami, FL
• 02/2020 → 02/2022
  Unemployed
  Miami Lakes, FL
• 03/2023 → 08/2023
  Tradestation Securities, Inc.
  Plantation, FL
• 12/2018 → 09/2019
  Unemployed
  Miami Lakes, FL
• 02/2023 → 03/2023
  Primerica Advisors
  Miami, FL
• 08/2023 → 09/2024
  Self-Employed
  Miami Lakes, FL
• 09/2024 → Present
  Principal Life Insurance Company
  Miami, FL
• 09/2024 → Present
  Principal Securities, Inc.
  Miami, FL
• 10/2024 → Present
  Principal Advised Services
  Miami, FL

Previous Registrations

• 2023-02-15 → 2023-03-15
  Pfs Investments Inc.
  Vista, CA
  Miami, FL

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION POSITION: Investment Adviser Representative NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/30/2024 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-06
• S63 Uniform Securities Agent State Law Examination
  2022-10-20

Other Names

• Ivan Mitchell Gutierrez
• Ivan Mitchell Gutierrez