Cole Charles

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 08/2017
  Mcdonalds
  Woodridge, IL
• 09/2017 → 05/2018
  Tgi Fridays
  Champaign, IL
• 06/2018 → 02/2022
  Jamesons Charhouse
  Woodridge, IL
• 07/2022 → 01/2023
  Northwestern Mutual Life Insurance Company
  Downers Grove, IL
• 02/2022 → 07/2022
  Northwestern Mutual Investment Services Llc
  Downers Grove, IL
• 01/2023 → 03/2023
  James Irwin
  Schaumburg, IL
• 03/2023 → 09/2024
  Wells Fargo Clearing Services, Llc
  Oak Brook, IL
• 09/2024 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodridge, IL
• 01/2020 → 05/2022
  Elmhurst University
  Elmhurst, IL
• 01/2016 → 05/2018
  University Of Illinois
  Urbana, IL
• 12/2024 → 09/2025
  Bank Of America, N.A.
  Woodridge, IL
• 10/2025 → Present
  Citigroup
  Chicago, IL

Previous Registrations

• 2024-10-17 → 2025-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodridge, IL
  Chicago, IL
  Woodridge, IL
• 2024-02-16 → 2024-10-03
  Wells Fargo Clearing Services, Llc
  Oak Brook, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-02-16

Other Names

• Cole Charles
• Cole R Charles