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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-26 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Paramus | NJ | 04/2022 | 05/2023 |
| Cornerstone Realty | Newark | NJ | 07/2021 | 04/2022 |
| Sigmund Lab | Kearny | NJ | 01/2021 | 06/2021 |
| Angelos Pharmacy | Newark | NJ | 07/2019 | 01/2021 |
| Kids Place | Newark | NJ | 06/2019 | 08/2019 |
| Ubs Financial Services | Weehawken | NJ | 08/2023 | Present |
| Dominos | Newark | NJ | 12/2018 | 04/2019 |
| Elementary School | São Bernardo Do Campo, Sp | 05/2012 | 09/2018 | |
| East Side High School | Newark | NJ | 09/2018 | 06/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-25 |
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