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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-24 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
1 E. Broad Street Suite 560, Bethlehem, PA 18018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Allentown | PA | 11/2007 | 11/2018 |
| Royal Alliance Associates, Inc. | Allentown | PA | 11/2018 | 02/2025 |
| J.W. Cole Financial, Inc. | Tampa | FL | 02/2025 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 02/2025 | Present |
(1) Atlas Advisors, LLC; DBA; Investment related; 1 E Broad Street, Ste 560; Bethlehem, PA 18018; Financial Advisor; Sell investment products, sell life insurance; Start 10/1/2022; 160 hours/month, 160 hours/month during trading. (2) Joseph M. Kendy, LLC; not investment related; 4653 Ash Drive, Nazareth, PA 18064; Payroll Tax Savings; Owner; Start 2/21/2021; 0 hours/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-06 |
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