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David Wayne Spinks

First Citizens Investor Services, Inc.

Ft Lauderdale, FL

Alpharetta, GA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-29
  • GA RA
    APPROVED
    Since 2022-08-29

Branch Locations

6555 North Federal Hwy, Ft Lauderdale, FL 33308 • United States

10865 Haynes Bridge Road, Alpharetta, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 03/2022 Present
First Citizens Bank Atlanta GA 03/2011 03/2022
  • 03/2022 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 03/2011 → 03/2022
    First Citizens Bank
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
  • S66 Uniform Combined State Law Examination
    2022-08-23

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
CITIZENS SECURITIES, INC. · FORT LAUDERDALE, FL
SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL

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