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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 06/2023 | 03/2025 |
| Windjammer Restaraunt | South Burlington | VT | 06/2022 | 01/2023 |
| Biopoint Inc. | Peabody | MA | 09/2022 | 12/2022 |
| Barnyard Wood Crafted Pizza | South Burlington | VT | 08/2021 | 01/2022 |
| Kevin Smiths Sports | South Burlington | VT | 06/2021 | 08/2021 |
| A Drop Of Joy Llc. | Williston | VT | 12/2020 | 06/2021 |
| Intrack Investment Management | South Burlington | VT | 05/2020 | 06/2020 |
| The Kitchen Table Bistro | Richmond | VT | 05/2019 | 01/2020 |
| Shaws | Williston | VT | 12/2018 | 02/2019 |
| Student- Mount Mansfield Union Hs | Jericho | VT | 09/2015 | 12/2018 |
| Endicott College- Student | Beverly | MA | 09/2019 | 06/2023 |
| Fidelity Investments | Boston | MA | 03/2025 | 04/2026 |
| Alliancebernstein | Boston | MA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-30 |
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