Caroline Liftman

Neuberger Berman Bd LLC

CRD 7517262

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-07

NY RA
APPROVED

Since 2025-08-07

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Securities (Usa) Llc	New York	NY	07/2023	06/2024
Boston University	Boston	MA	09/2019	05/2023
Td Securities	New York	NY	06/2022	08/2022
Noble And Greenough School	Dedham	MA	07/2013	06/2019
Scs Financial	Boston	MA	06/2021	08/2021
Neuberger Berman	New York	NY	04/2025	Present
Unemployed	N/A	XX	06/2024	04/2025

07/2023 → 06/2024

Td Securities (Usa) Llc

New York, NY
09/2019 → 05/2023

Boston University

Boston, MA
06/2022 → 08/2022

Td Securities

New York, NY
07/2013 → 06/2019

Noble And Greenough School

Dedham, MA
06/2021 → 08/2021

Scs Financial

Boston, MA
04/2025 → Present

Neuberger Berman

New York, NY
06/2024 → 04/2025

Unemployed

N/A, XX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-07
S63	Uniform Securities Agent State Law Examination	2023-07-21

S65 Uniform Investment Adviser Law Examination

2025-08-07
S63 Uniform Securities Agent State Law Examination

2023-07-21

View on SEC IAPD

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