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Nicholas Giacinto Faiola

J.P. Morgan Securities LLC

Ann Arbor, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-31
MI RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2023-05-31
  • MI RA
    APPROVED
    Since 2022-01-26

Branch Locations

100 S Main St, Ann Arbor, MI 48104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Ann Arbor MI 10/2021 Present
Jpmorgan Chase Bank, N.A. Bloomfield Hills MI 12/2015 10/2021
Jpmorgan Chase Bank, N.A. Ann Arbor MI 10/2021 Present
  • 10/2021 → Present
    J.P. Morgan Securities Llc
    Ann Arbor, MI
  • 12/2015 → 10/2021
    Jpmorgan Chase Bank, N.A.
    Bloomfield Hills, MI
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-29
S63 Uniform Securities Agent State Law Examination 2006-06-28
  • S66 Uniform Combined State Law Examination
    2021-12-29
  • S63 Uniform Securities Agent State Law Examination
    2006-06-28
Other Names
  • Nicholas G Faiola

View on SEC IAPD

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