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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-22
CA RA APPROVED 2025-07-21
  • TX RA
    APPROVED
    Since 2025-08-22
  • CA RA
    APPROVED
    Since 2025-07-21

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 12/2021 Present
Bank Of America Garden Grove CA 08/2020 12/2021
University Of Wisconsin, Madison Madison WI 08/2018 12/2020
First Baptist Church Madison WI 09/2018 06/2021
Dazbog Coffee Denver CO 04/2020 06/2020
East West Bank Dallas TX 05/2017 08/2017
University Of Southern California Los Angeles CA 08/2014 11/2017
Central Babtist Church Irving TX 09/2016 07/2018
Bank Of America, N.A. Pasadena CA 10/2025 Present
  • 12/2021 → Present
    Pasadena, CA
  • 08/2020 → 12/2021
    Bank Of America
    Garden Grove, CA
  • 08/2018 → 12/2020
    University Of Wisconsin, Madison
    Madison, WI
  • 09/2018 → 06/2021
    First Baptist Church
    Madison, WI
  • 04/2020 → 06/2020
    Dazbog Coffee
    Denver, CO
  • 05/2017 → 08/2017
    East West Bank
    Dallas, TX
  • 08/2014 → 11/2017
    University Of Southern California
    Los Angeles, CA
  • 09/2016 → 07/2018
    Central Babtist Church
    Irving, TX
  • 10/2025 → Present
    Bank Of America, N.A.
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-19
S63 Uniform Securities Agent State Law Examination 2025-05-17
  • S65 Uniform Investment Adviser Law Examination
    2025-07-19
  • S63 Uniform Securities Agent State Law Examination
    2025-05-17
Other Names
  • Jenny Yim
  • Ji Yim

View on SEC IAPD

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