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Aparna Sarma

J.P. Morgan Securities LLC

Mchenry, IL

Fox Lake, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-19
TX RA APPROVED 2024-03-19
  • IL RA
    APPROVED
    Since 2024-03-19
  • TX RA
    APPROVED
    Since 2024-03-19

Branch Locations

4302 W Elm St, Mchenry, IL 60050 • United States

1382 St. Route 12, Fox Lake, IL 60020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A./Merril Lynch Vernon Hills IL 08/2017 02/2024
Unemployed Vernon Hills IL 03/2014 07/2017
J.P. Morgan Securities Llc Mchenry IL 03/2024 Present
Jpmorgan Chase Bank, N.A. Mchenry IL 03/2024 Present
  • 08/2017 → 02/2024
    Bank Of America, N.A./Merril Lynch
    Vernon Hills, IL
  • 03/2014 → 07/2017
    Unemployed
    Vernon Hills, IL
  • 03/2024 → Present
    J.P. Morgan Securities Llc
    Mchenry, IL
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Mchenry, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-27
  • S66 Uniform Combined State Law Examination
    2022-06-27
Other Names
  • Aparna Sarma

View on SEC IAPD

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