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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-12-23 |
| TX | RA | APPROVED | 2024-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 03/2022 | 05/2022 |
| Odin Energy | Carrollton | TX | 01/2022 | 03/2022 |
| Spotrx | Phoenix | AZ | 05/2021 | 12/2021 |
| Aml Right Source | Phoenix | AZ | 04/2021 | 04/2021 |
| Angry Crab Shack | Goodyear | AZ | 12/2017 | 04/2021 |
| Amazon | Tempe | AZ | 08/2019 | 10/2019 |
| Ford | Goodyear | AZ | 08/2017 | 12/2017 |
| Angry Crab Shack | Goodyear | AZ | 05/2016 | 08/2017 |
| Desert Edge | Goodyear | AZ | 08/2013 | 05/2017 |
| Grand Canyon University | Phoenix | AZ | 08/2017 | 12/2020 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | 10/2022 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2022 | 09/2024 |
| Morgan Stanley | Tempe | AZ | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-28 |
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