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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Va- Wise | Wise | VA | 01/2015 | 08/2017 |
| New Peoples Bank | Gate City | VA | 08/2017 | 03/2018 |
| Appalachian Community Credit Union | Gray | TN | 03/2018 | 01/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2022 | 02/2026 |
| Northwestern Mutual Investment Services Llc | Johnson City | TN | 03/2022 | 02/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | 02/2026 |
| Massmutual Life Insurance Co | Johnson City | TN | 02/2026 | Present |
| Mml Investors Services | Johnson City | TN | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-19 |
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