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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-22 |
| MN | RA | APPROVED | 2022-09-14 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
St Louis Park, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiat Wealth Management | Wayzata | MN | 07/2021 | 03/2022 |
| Fiat Wealth Management | Wayzata | MN | 03/2022 | 06/2022 |
| Bethel University | Ardenhills | MN | 08/2017 | 06/2021 |
| Heritage Christian | Maple Grove | MN | 08/2014 | 07/2017 |
| Crystal Distribution Inc. | Elk River | MN | 05/2019 | 07/2021 |
| State Farm Insurance | Minnetonka | MN | 05/2018 | 02/2019 |
| Bethel University | Arden Hills | MN | 05/2017 | 05/2018 |
| Rbc Capital Markets, Llc | Hopkins | MN | 08/2022 | Present |
1.) 1st Pad LLC; Not Investment Related; 3100 Louisiana Ave S, Minneapolis, MN 55426; Holding Company for Personal Residence; Manager; 7/31/2021; 0 hours/month devoted to this business; Pay Expenses and up keep the property 2) NAME OF ENTITY: Minnesota Lakers AAA Hockey ADDRESS: 5100 US 169 Service Road, New Hope, Minnesota, 55428 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 19/03/2025 CAPACITY: Volunteer DUTIES: Coaching Hockey for 10 year olds, Running practices & drills, coaching games HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-11-19 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-25 |
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