Mitchell Robert O'BRien

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 03/2022
  Fiat Wealth Management
  Wayzata, MN
• 03/2022 → 06/2022
  Fiat Wealth Management
  Wayzata, MN
• 08/2017 → 06/2021
  Bethel University
  Ardenhills, MN
• 08/2014 → 07/2017
  Heritage Christian
  Maple Grove, MN
• 05/2019 → 07/2021
  Crystal Distribution Inc.
  Elk River, MN
• 05/2018 → 02/2019
  State Farm Insurance
  Minnetonka, MN
• 05/2017 → 05/2018
  Bethel University
  Arden Hills, MN
• 08/2022 → Present
  Rbc Capital Markets, Llc
  Hopkins, MN

Previous Registrations

• 2022-03-04 → 2022-06-21
  Fiat Wealth Management
  Wayzata, MN

Other Businesses

1.) 1st Pad LLC; Not Investment Related; 3100 Louisiana Ave S, Minneapolis, MN 55426; Holding Company for Personal Residence; Manager; 7/31/2021; 0 hours/month devoted to this business; Pay Expenses and up keep the property 2) NAME OF ENTITY: Minnesota Lakers AAA Hockey ADDRESS: 5100 US 169 Service Road, New Hope, Minnesota, 55428 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 19/03/2025 CAPACITY: Volunteer DUTIES: Coaching Hockey for 10 year olds, Running practices & drills, coaching games HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-11-19
• S65 Uniform Investment Adviser Law Examination
  2022-02-25