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Jeffrey S Westsmith

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-28
NV RA APPROVED 2023-04-18
NY RA APPROVED 2023-04-13
MT RA APPROVED 2020-03-26
CO RA APPROVED 2020-03-25
CT RA APPROVED 2020-03-25
MD RA APPROVED 2020-03-25
TX RA APPROVED 2020-03-25
WA RA APPROVED 2020-03-25
CA RA APPROVED 2019-06-11
  • FL RA
    APPROVED
    Since 2025-03-28
  • NV RA
    APPROVED
    Since 2023-04-18
  • NY RA
    APPROVED
    Since 2023-04-13
  • MT RA
    APPROVED
    Since 2020-03-26
  • CO RA
    APPROVED
    Since 2020-03-25
  • CT RA
    APPROVED
    Since 2020-03-25
  • MD RA
    APPROVED
    Since 2020-03-25
  • TX RA
    APPROVED
    Since 2020-03-25
  • WA RA
    APPROVED
    Since 2020-03-25
  • CA RA
    APPROVED
    Since 2019-06-11

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 01/2013 04/2017
First Republic Securities Company, Llc Menlo Park CA 04/2017 05/2019
First Republic Investment Management, Inc. Menlo Park CA 04/2017 05/2019
Ieq Capital, Llc Foster City CA 06/2019 Present
  • 01/2013 → 04/2017
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 04/2017 → 05/2019
    First Republic Securities Company, Llc
    Menlo Park, CA
  • 04/2017 → 05/2019
    First Republic Investment Management, Inc.
    Menlo Park, CA
  • 06/2019 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
  • 2013-01-07 → 2019-06-04
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Menlo Park, CA
    Palo Alto, CA
  • 2008-06-12 → 2013-02-01
    Luminous Capital, Llc
    Portola Valley, CA
    Los Angeles, CA
  • 2007-02-19 → 2008-05-15
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-10
S66 Uniform Combined State Law Examination 2007-02-16
  • S63 Uniform Securities Agent State Law Examination
    2013-01-10
  • S66 Uniform Combined State Law Examination
    2007-02-16
Designations

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

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