John Geier

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-14
MN	RA	APPROVED	2022-10-20

TX RA
APPROVED

Since 2023-06-14
MN RA
APPROVED

Since 2022-10-20

Branch Locations

Lake Elmo, MN • United States

3601 W 76Th St Ste 160, Edina, MN 55435-3005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Edina	MN	02/2022	Present
Pepsi Beverages Company	Burnsville	MN	07/2016	01/2022

02/2022 → Present

Ameriprise Financial Services, Llc

Edina, MN
07/2016 → 01/2022

Pepsi Beverages Company

Burnsville, MN

Other Businesses

Outside Employment; Dovetail Group LLC; Registered Team Member-AFA; Manage advisory business; 6550 York Ave S, Suite 100, Edina, MN, 55435; Investment-Related; 06/01/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-20

S66 Uniform Combined State Law Examination

2022-10-20

Other Names

John Geier
John Richard Geier

View on SEC IAPD