Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-18 |
Branch Locations
1301 Guerneville Road, Santa Rosa, CA 95403 • United States
760 Stony Point Rd., Ste. C-100, Santa Rosa, CA 95407 • United States
555 N. Main Street, Lakeport, CA 95453 • United States
835 Fourth Street, 2Nd Floor, Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Santa Rosa | CA | 09/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Santa Rosa | CA | 09/2025 | Present |
| Bank Of America | Santa Rosa | CA | 09/2013 | 09/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Rosa | CA | 09/2013 | 09/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-20 |
Reach out to this advisor