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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-09 |
Branch Locations
6333 Potrero Ave Suite 200, El Cerrito, CA 94530 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
1850 Mt Diablo Blvd Suite 100, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Los Angeles | CA | 03/2022 | 09/2024 |
| Cgi Group Inc. | Sacramento | CA | 12/2021 | 03/2022 |
| Julietta Winery | Clarksburg | CA | 04/2021 | 11/2021 |
| Dunbar Construction | Sacramento | CA | 06/2015 | 08/2019 |
| Saint Mary's College Of California | Moraga | CA | 09/2019 | 04/2021 |
| Unemployed | Courtland | CA | 11/2021 | 12/2021 |
| Nuveen Asset Management Llc | Chicago | IL | 03/2022 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 09/2024 | 04/2025 |
| Saint Mary's College Of California | Moraga | CA | 08/2015 | 08/2019 |
| Bank Of America, N.A. | Walnut Creek | CA | 10/2024 | 04/2025 |
| Lpl Financial Llc | Walnut Creek | CA | 05/2025 | 06/2025 |
| Wealth Enhancement Group | Walnut Creek | CA | 05/2025 | Present |
| Wealth Enhancement Brokerage Services | Walnut Creek | CA | 05/2025 | Present |
| Wealth Enhancement Advisory Services | Walnut Creek | CA | 05/2025 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related- Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 5/5/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 5/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-31 |
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