Douglas Scott Sinclair

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-05-04
TX	RA	APPROVED	2024-04-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	03/2022	03/2024
Lavallee Law Offices	Farmingdale	NY	12/2019	03/2020
Foley Griffin Llp	Garden City	NY	05/2017	05/2019
Hofstra Law School (Maurice A. Deane School Of Law)	Hempstead	NY	09/2016	12/2018
Sf Mining	Farmingdale	NY	02/2017	02/2022
Jpmorgan Chase Bank, N.A.	East Northport	NY	03/2024	Present
J.P. Morgan Securities Llc	East Northport	NY	03/2024	Present

03/2022 → 03/2024

Morgan Stanley Smith Barney Llc

New York, NY
12/2019 → 03/2020

Lavallee Law Offices

Farmingdale, NY
05/2017 → 05/2019

Foley Griffin Llp

Garden City, NY
09/2016 → 12/2018

Hofstra Law School (Maurice A. Deane School Of Law)

Hempstead, NY
02/2017 → 02/2022

Sf Mining

Farmingdale, NY
03/2024 → Present

Jpmorgan Chase Bank, N.A.

East Northport, NY
03/2024 → Present

J.P. Morgan Securities Llc

East Northport, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-06

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