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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-21 |
| AZ | RA | APPROVED | 2026-07-01 |
Branch Locations
Scottsdale, AZ • United States
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Phoenix | AZ | 05/2022 | 06/2026 |
| Republic Services, Inc. | Phoenix | AZ | 01/2020 | 05/2022 |
| Republic Services, Inc. | Phoenix | AZ | 01/2019 | 01/2020 |
| Seagate Technology | Cupertino | CA | 08/2016 | 12/2018 |
| Rbc Capital Markets, Llc | Phoenix | AZ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
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