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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-14
FL RA APPROVED 2022-06-23
  • TX RA
    APPROVED
    Since 2022-07-14
  • FL RA
    APPROVED
    Since 2022-06-23

Branch Locations

5320 W State Rd 46, Sanford, FL 32771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 08/2018 Present
Bank Of America, N.A. Orlando FL 08/2018 Present
Bank Of America Winter Park FL 12/2015 04/2018
Suntrust Orlando FL 04/2018 05/2018
Unemployed Orlando FL 05/2018 08/2018
Fresh Alternatives Llc Winter Park FL 08/2012 11/2016
  • 08/2018 → Present
    Orlando, FL
  • 08/2018 → Present
    Bank Of America, N.A.
    Orlando, FL
  • 12/2015 → 04/2018
    Bank Of America
    Winter Park, FL
  • 04/2018 → 05/2018
    Suntrust
    Orlando, FL
  • 05/2018 → 08/2018
    Unemployed
    Orlando, FL
  • 08/2012 → 11/2016
    Fresh Alternatives Llc
    Winter Park, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-08
  • S66 Uniform Combined State Law Examination
    2022-06-08

View on SEC IAPD

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