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Elizabeth King

J.P. Morgan Securities LLC

San Antonio, TX

CRD 7513987

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-21
  • TX RA
    APPROVED
    Since 2024-02-21

Branch Locations

20855 Stone Oak Pkwy, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Antonio TX 11/2021 Present
Jpmorgan Chase Bank, N.A. San Antonio TX 11/2021 Present
Solomon Edwards Group / Penfed San Antonio TX 06/2021 08/2021
Bay State Search Llc / Enterprise Bank Lowell MA 01/2021 06/2021
Robert Half / Wells Fargo San Antonio TX 09/2020 12/2020
Umb Bank Kansas City MO 08/2018 07/2020
Axxis Building Systems Inc Fort Worth TX 05/2017 04/2018
Unemployed San Antonio TX 01/2015 04/2017
Unemployed Kansas City MO 05/2018 07/2018
Unemployed San Antonio TX 08/2020 08/2020
Unemployed San Antonio TX 09/2021 10/2021
  • 11/2021 → Present
    San Antonio, TX
  • 11/2021 → Present
    Jpmorgan Chase Bank, N.A.
    San Antonio, TX
  • 06/2021 → 08/2021
    Solomon Edwards Group / Penfed
    San Antonio, TX
  • 01/2021 → 06/2021
    Bay State Search Llc / Enterprise Bank
    Lowell, MA
  • 09/2020 → 12/2020
    Robert Half / Wells Fargo
    San Antonio, TX
  • 08/2018 → 07/2020
    Umb Bank
    Kansas City, MO
  • 05/2017 → 04/2018
    Axxis Building Systems Inc
    Fort Worth, TX
  • 01/2015 → 04/2017
    Unemployed
    San Antonio, TX
  • 05/2018 → 07/2018
    Unemployed
    Kansas City, MO
  • 08/2020 → 08/2020
    Unemployed
    San Antonio, TX
  • 09/2021 → 10/2021
    Unemployed
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-21
S63 Uniform Securities Agent State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2024-02-21
  • S63 Uniform Securities Agent State Law Examination
    2022-09-02
Other Names
  • Elizabeth M Pfang
  • Elizabeth Pfang

View on SEC IAPD

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