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Rosario Vargas

J.P. Morgan Securities LLC

Hickory Hills, IL

Hodgkins, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-26
TX RA APPROVED 2024-09-26
  • IL RA
    APPROVED
    Since 2024-09-26
  • TX RA
    APPROVED
    Since 2024-09-26

Branch Locations

9540 S Roberts Rd, Hickory Hills, IL 60457 • United States

9340 Joliet Rd, Hodgkins, IL 60525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Berwyn IL 05/2019 09/2024
Bank Of America N.A. Berwyn IL 05/2019 09/2024
Unemployed Chicago IL 04/2019 05/2019
Compass Group Usa, Inc Alsip IL 01/2019 03/2019
Amazon Com Services Inc Chicago IL 10/2018 01/2019
Unemployed Chicago IL 09/2014 09/2018
J.P. Morgan Securities Llc Hodgkins IL 09/2024 Present
Jpmorgan Chase Bank, N.A. Hodgkins IL 09/2024 Present
  • 05/2019 → 09/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Berwyn, IL
  • 05/2019 → 09/2024
    Bank Of America N.A.
    Berwyn, IL
  • 04/2019 → 05/2019
    Unemployed
    Chicago, IL
  • 01/2019 → 03/2019
    Compass Group Usa, Inc
    Alsip, IL
  • 10/2018 → 01/2019
    Amazon Com Services Inc
    Chicago, IL
  • 09/2014 → 09/2018
    Unemployed
    Chicago, IL
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    Hodgkins, IL
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Hodgkins, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2022-12-19
Other Names
  • Maria Del Rosario Vargas
  • Maria Del Rosario Rubalcava Gonzalez

View on SEC IAPD

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CORRELL CO. INVESTMENT SERVICES CORP. · HICKORY HILLS, IL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Palos Hills, IL
HARVEST INVESTMENT SERVICES, LLC · Palos Hills, IL
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