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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-06-09 |
Branch Locations
8820 59Th Ave Sw Suite 200, Lakewood, WA 98499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services Inc | Fort Worth | TX | 02/2022 | Present |
| U.S. Army | Jblm | WA | 07/2020 | 11/2022 |
| U.S. Army | Fort Benning | GA | 06/2019 | 07/2020 |
| Uw-Whitewater Admissions Office | Whitewater | WI | 08/2017 | 05/2019 |
| Uw-Whitewater | Whitewater | WI | 09/2015 | 05/2019 |
(1)Name of the other business: Phoenix Firms LLC ; Whether the business is investment-related: Yes ; Address of the other business: 151 Pearson Lane Whitewater, WI 53190 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Member ; The start date of your relationship: 4/29/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Assess and vote on capital contributions for proposed property acquisitions in the state of Wisconsin
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-21 |
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