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Stephen Michael Bowden

LPl Financial LLC

Lakewood, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
WA RA APPROVED 2022-11-29
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • WA RA
    APPROVED
    Since 2022-11-29

Branch Locations

7403 Lakewood Dr.W Ste 2, Lakewood, WA 98499 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Boston MA 03/2011 11/2022
Lpl Financial Llc Lakewood WA 11/2022 Present
  • 03/2011 → 11/2022
    Cantella & Co., Inc.
    Boston, MA
  • 11/2022 → Present
    Lakewood, WA
Previous Registrations
  • 2011-03-02 → 2022-11-30
    Cantella & Co., Inc.
    Lakewood, WA
    Lakewood, WA
    Malden, MA
    Malden, MA
  • 2009-07-17 → 2011-02-24
    Ek Riley Investments, Llc
    Seattle, WA
    Lakewood, WA
  • 2009-06-01 → 2009-08-11
    Tacoma, WA
  • 2000-04-25 → 2009-06-01
    Tacoma, WA
    Tacoma, WA
Other Businesses

1) 11/2022- Stephen Bowden Investments- DBA for LPL Business (entity for LPL business)- inv. related- Lakewood, WA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-01
S63 Uniform Securities Agent State Law Examination 1982-05-05
  • S66 Uniform Combined State Law Examination
    2012-08-01
  • S63 Uniform Securities Agent State Law Examination
    1982-05-05

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