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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-05
TX RA APPROVED 2026-01-05
  • MN RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2026-01-05

Branch Locations

Victoria, MN • United States

Eagan, MN • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travelers Insurance Saint Paul MN 07/2016 03/2022
Mb Squared Llc Saint Paul MN 11/2020 06/2023
Sunberg Capital Partners Saint Paul MN 03/2022 10/2024
Cetera Wealth Services, Llc El Segundo CA 03/2022 01/2026
Cetera Investment Advisers Llc Schaumburg IL 06/2023 01/2026
Lpl Financial Llc Eagan MN 01/2026 Present
  • 07/2016 → 03/2022
    Travelers Insurance
    Saint Paul, MN
  • 11/2020 → 06/2023
    Mb Squared Llc
    Saint Paul, MN
  • 03/2022 → 10/2024
    Sunberg Capital Partners
    Saint Paul, MN
  • 03/2022 → 01/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → 01/2026
    Schaumburg, IL
  • 01/2026 → Present
    Eagan, MN
Previous Registrations
  • 2023-06-29 → 2026-01-07
    Woodbury, MN
    Eagan, MN
  • 2022-04-19 → 2023-06-29
    Cetera Wealth Services, Llc
    Minnetonka, MN
    Woodbury, MN
    Eagan, MN
Other Businesses

1. 01/2026 - Bins Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 1/5/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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