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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-11-04 |
Branch Locations
7325 S Union Park Ave, Midvale, UT 84047 • United States
2627 W 4700 S, Taylorsville, UT 84129 • United States
3065 W. 5400 S., Taylorsville, UT 84129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Salt Lake City | UT | 02/2022 | Present |
| Mountain America Credit Union | Salt Lake City | UT | 02/2022 | Present |
| Mountain America Credit Union | Orem | UT | 08/2021 | 03/2022 |
| Mountain America Credit Union | South Jordan | UT | 09/2020 | 08/2021 |
| Unemployed | South Jordan | UT | 03/2020 | 09/2020 |
| The Church Of Jesus Christ Of Latter Day Saints | New Port | OR | 11/2019 | 03/2020 |
| Mountain View Builder Supply | West Joran | UT | 07/2019 | 10/2019 |
| Bingham High School | South Jordan | UT | 06/2016 | 06/2019 |
1-02/2022 / Mountain America Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Salt Lake City, UT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-03 |
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