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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-11-04
  • UT RA
    APPROVED
    Since 2022-11-04

Branch Locations

Lehi, UT • United States

7325 S Union Park Ave, Midvale, UT 84047 • United States

2627 W 4700 S, Taylorsville, UT 84129 • United States

3065 W. 5400 S., Taylorsville, UT 84129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Salt Lake City UT 02/2022 Present
Mountain America Credit Union Salt Lake City UT 02/2022 Present
Mountain America Credit Union Orem UT 08/2021 03/2022
Mountain America Credit Union South Jordan UT 09/2020 08/2021
Unemployed South Jordan UT 03/2020 09/2020
The Church Of Jesus Christ Of Latter Day Saints New Port OR 11/2019 03/2020
Mountain View Builder Supply West Joran UT 07/2019 10/2019
Bingham High School South Jordan UT 06/2016 06/2019
  • 02/2022 → Present
    Salt Lake City, UT
  • 02/2022 → Present
    Mountain America Credit Union
    Salt Lake City, UT
  • 08/2021 → 03/2022
    Mountain America Credit Union
    Orem, UT
  • 09/2020 → 08/2021
    Mountain America Credit Union
    South Jordan, UT
  • 03/2020 → 09/2020
    Unemployed
    South Jordan, UT
  • 11/2019 → 03/2020
    The Church Of Jesus Christ Of Latter Day Saints
    New Port, OR
  • 07/2019 → 10/2019
    Mountain View Builder Supply
    West Joran, UT
  • 06/2016 → 06/2019
    Bingham High School
    South Jordan, UT
Other Businesses

1-02/2022 / Mountain America Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Salt Lake City, UT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-03
  • S66 Uniform Combined State Law Examination
    2022-11-03
Other Names
  • Bryant Hall Bitner

View on SEC IAPD

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