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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-13
  • TX RA
    APPROVED
    Since 2024-12-13

Branch Locations

15150 Middlebrook Drive Ste. B, Houston, TX 77058-1210 • United States

217 E Avenue D, Killeen, TX 76541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Houston TX 03/2022 Present
Primerica Financial Services Houston TX 12/2021 Present
Tim Thompson/ Farmers Insurance Beaumont TX 01/2020 01/2022
Combined Insurance Chicago IL 06/2019 01/2020
Aflac Columbus GA 02/2012 06/2019
  • 03/2022 → Present
    Houston, TX
  • 12/2021 → Present
    Primerica Financial Services
    Houston, TX
  • 01/2020 → 01/2022
    Tim Thompson/ Farmers Insurance
    Beaumont, TX
  • 06/2019 → 01/2020
    Combined Insurance
    Chicago, IL
  • 02/2012 → 06/2019
    Aflac
    Columbus, GA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Texas State Officials Association, 1099, not investment related, Richardson, TX 75080, Sports official, 16 hours committed per month, 0 hours during securities trading hours. Combined Worksite Solutions, Not Investment Related, Chicago, IL 60631, Nature of Business: Providing voluntary benefits to employees and individuals. Policies such as Accident, critical illness, etc., Position/Title: Enroller, 20 hours per month (10 of hours per month during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-02
S63 Uniform Securities Agent State Law Examination 2022-04-01
  • S65 Uniform Investment Adviser Law Examination
    2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2022-04-01
Other Names
  • Walter Neal Sticker

View on SEC IAPD

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