John Keith Duggan

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2022 → 01/2025
  Mid Atlantic Resource Group
  Wall, NJ
• 02/2022 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 02/2022 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 09/2021 → 12/2021
  Natures Reward
  Point Pleasant, NJ
• 06/2021 → 08/2021
  Driftwood Motel
  Point Pleasant, NJ
• 09/2020 → 05/2021
  Rutgers
  New Brunswick, NJ
• 06/2020 → 08/2020
  Boardwalk Beach Inn
  Point Pleasant, NJ
• 09/2019 → 05/2020
  Rutgers
  New Brunswick, NJ
• 06/2019 → 08/2019
  Boardwalk Beach Inn
  Point Pleasant, NJ
• 09/2018 → 05/2019
  Ocean County College
  Toms River, NJ
• 06/2018 → 08/2018
  Driftwood Motel
  Point Pleasant, NJ
• 09/2017 → 05/2018
  Ocean County College
  Toms River, NJ
• 07/2017 → 08/2017
  Driftwood Motel
  Point Pleasant, NJ
• 09/2016 → 06/2017
  Point Pleasant Boro High School
  Point Pleasant, NJ
• 08/2023 → 01/2025
  Cetera Advisor Networks Llc
  Wall, NJ
• 08/2023 → 01/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2025 → Present
  Lpl Enterprise
  East Brunswick, NJ

Previous Registrations

• 2023-08-10 → 2025-01-27
  Cetera Investment Advisers Llc
  Wall, NJ
• 2022-09-09 → 2023-08-10
  Securian Financial Services, Inc.
  Wall, NJ
  St. Paul, MN

Other Businesses

1. 02/25/2025 - Legal Eagle Wealth - DBA for LPL Business (entity for LPL business) - INV REL - Wall, NJ., 07719 - 40 HRS/MO 2. 02/25/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Point Pleasant, NJ., 08742 - 160 HRS/MO 3. 02/25/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Point Pleasant, NJ., 08742 - 160 HRS/MO 4. 05/02/2025- Driftwood Motel-Front Desk Officer-Outside/W-2 Employment-Not inv related-At Point Pleasant Beach, NJ-Start date 05/02/2025-40hrs/mth-0hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-08-05